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TJ

Theodore L. Jacobs

KINGSWOOD CAPITAL PARTNERS
Tacoma, WA 98407
Some features on this profile are disabled
CRD#: 829711
TJ

Professional summary

Theodore L Jacobs, who also goes by Theodore Louis Jacobs, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Tacoma, Washington.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1982. Theodore has worked at 12 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Theodore Louis Jacobs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore L Jacobs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2023 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 3647 N Pearl St, Tacoma, WA 98407
BD
CRD#: 288898
Tacoma, WA
Past

January 17, 2020 - May 19, 2023

D. BORAL CAPITAL

BD
CRD#: 103792
Tacoma, WA
Past

May 20, 2019 - July 26, 2019

KOVACK SECURITIES INC.

BD
CRD#: 44848
Tacoma, WA
Past

April 15, 2014 - April 22, 2019

IFS SECURITIES

BD
CRD#: 40375
Tacoma, WA
Past

May 12, 2011 - October 31, 2013

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
TACOMA, WA
Past

June 20, 2003 - December 31, 2010

WORKMAN SECURITIES CORPORATION

BD
CRD#: 31898
TACOMA, WA
Past

August 3, 2001 - July 1, 2003

UNITED HERITAGE FINANCIAL SERVICES, INC.

BD
CRD#: 35316
MERIDIAN, ID
Past

March 22, 1999 - July 13, 2001

PAN-AMERICAN FINANCIAL ADVISERS

BD
CRD#: 15578
NEW ORLEANS, LA
Past

January 30, 1998 - March 19, 1999

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

November 5, 1996 - February 6, 1998

ADMINISTRATIVE SYSTEMS, INC.

BD
CRD#: 13812
SEATTLE, WA
Past

August 27, 1993 - November 4, 1996

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

October 28, 1982 - August 27, 1993

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(5/19/2023)
RR
Arizona
(5/19/2023)
RR
Arkansas
(5/19/2023)
RR
California
(5/19/2023)
RR
Colorado
(5/19/2023)
RR
Florida
(5/19/2023)
RR
Idaho
(5/29/2025)
RR
Michigan
(5/19/2023)
RR
New Hampshire
(5/19/2023)
RR
Oregon
(5/19/2023)
RR
Texas
(5/19/2023)
RR
Washington
(5/19/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 11/9/1976
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KINGSWOOD CAPITAL PARTNERS, LLC
CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Nevada since 10/26/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSWOOD US, LLCMEMBER
ALSORAIMI, MOHAMEDCCO5319490
GOLDEN, JAIME GALIONEPRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS2946822
NESSIM, MICHAEL HASKELCEO2573543
PITKOFF, DAVID JONATHANCFO2822280
RAYEVSKIY, VALERIY PCOO5788810
ROMERO, MONIQUE VICTORIAFINOP6712654
WILDER, JEREMY MATHEWCHIEF LEGAL OFFICER7080690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898Tacoma, WA 98407

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