Sharon L. Bastide
Professional summary
Sharon Louise Bastide, who also goes by Sharon Louise Bastide, Sharon Louise Zingerman, is a registered financial advisor currently at CLIENT 1ST ADVISORY GROUP located in Dunedin, Florida.
Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Sharon has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6, PC, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Louise Bastide's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2018 - Present
CLIENT 1ST ADVISORY GROUP
Office #1: 963 Highland Avenue, Dunedin, FL 34698August 26, 2015 - December 31, 2016
TRANSAMERICA RETIREMENT ADVISORS, LLC
December 3, 2008 - December 31, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
October 12, 2004 - August 15, 2005
TRANSAMERICA INVESTORS SECURITIES, LLC
October 14, 1994 - November 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 1993 - December 23, 1993
CHARLES SCHWAB & CO., INC.
April 5, 1993 - August 23, 1993
A. G. EDWARDS & SONS, INC.
September 26, 1978 - January 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
CLIENT 1ST ADVISORY GROUP
CRD#: 167790 / SEC#: 801-78052
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/11/2018)
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 8
Date: 5/10/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CLIENT 1ST ADVISORY GROUP
CRD#: 167790 / SEC#: 801-78052
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 840 |
| AUM (Assets Under Management) | $ 403,969,413 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 09/11/2024 | ||
| 08/07/2024 | ||
| 12/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CLIENT 1ST ADVISORY GROUP
CRD#: 167790Dunedin, FL 34698TRUST BUT VERIFY
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