Donald Shek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Shek was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1976. Donald had worked at 8 firms and has passed the Series 63, Series 7, Series 27, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2016 - May 19, 2020
COINZOOM SECURITIES, LLC
October 12, 2010 - June 27, 2014
DAWSON JAMES SECURITIES, INC.
November 10, 1995 - December 3, 2002
FINANCIAL WEST GROUP
March 22, 1993 - November 10, 1995
UNICORP FINANCIAL GROUP
September 13, 1985 - October 24, 1990
J.D. COPPERFIELD, LTD.
March 25, 1985 - July 29, 1992
J. W. GANT & ASSOCIATES, INC.
November 10, 1978 - September 24, 1981
CASEY FOSS SECURITIES CORPORATION
November 8, 1976 - June 11, 1978
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 9/26/1978
Financial Principal ExaminationSeries 40
Date: 11/4/1976
Registered Principal ExaminationCurrent Firm
COINZOOM SECURITIES, LLC
CRD#: 167337 / SEC#: , 8-69255
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
