BA
Brian Apple
BRIAN APPLE RETIREMENT PLANNING
HAMPSTEAD, NC
Some features on this profile are disabled
CRD#: 8294083
BA
Brian AppleBRIAN APPLE RETIREMENT PLANNING
Professional summary
Brian Apple is a registered financial advisor currently at BRIAN APPLE RETIREMENT PLANNING LLC located in Hampstead, North Carolina.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Brian has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RESTORATION BOATWORKS; NON-INVESTMENT RELATED; HAMPSTEAD, NC; OWNER/OPERATOR; 08/2008; TIME SPENT: 80 HOURS WITH SOME DURING NON TRADING HOURS. 2) GRACE MINISTRIES AT CAMP ALBRIGHT; NON-INVESTMENT RELATED; REED CITY, MI; BOARD OF DIRECTORS; TIME SPENT: 4 HOURS PER MONTH DURING NON-TRADING HOURS. 3)AARP TAXAIDE; NON-INVESTMENT RELATED; HAMPSTEAD, NC; VOLUNTEEER; TIME SPENT: 20 HOURS PER MONTH DURING TRADING/SEASONAL; PREPARES TAX RETURNS. 4)AUTHOR/PUBLISHER; NON-INVESTMENT RELATED; HAMPSTEAD, NC; TIME SPENT; 20 HOURS PER MONTH DURING TRADING; WRITING BOOK ON SOCIAL SECURITY & TAX INTEGRATION.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Apple's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2026 - Present
BRIAN APPLE RETIREMENT PLANNING LLC
RIA
CRD#: 343048
HAMPSTEAD, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/6/2026)
Current Firm
BA
BRIAN APPLE RETIREMENT PLANNING LLC
BRIAN APPLE RETIREMENT PLANNING LLC | BRIAN APPLE RETIREMENT PLANNING, LLC
CRD#: 343048 / SEC#:
North Carolina
Registered Investment Advisory firm - (7/6/2026 Approved)Loading...
Contact information
Main Address
Hampstead, NC
Mailing Address
Phone number
(910) 408-2032
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
