Ralph Conrad Zagrabbe
Professional Summary
Ralph Conrad Zagrabbe was a registered financial advisor. Ralph was a previously registered financial professional and started their career in finance 1976 - 2006. Ralph had worked at 8 firms and has passed the Series 63, PC, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
CANTOR FITZGERALD SECURITIES | CANTOR FITZGERALD SECURITIES CORP.
Contact Information
Established
New York since 09/25/1992Firm Type
PartnershipFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFLP CFS I HOLDINGS, L.P. | MANAGING PARTNER | — |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER | 1161513 |
| CFGM CFS HOLDINGS, LLC | PARTNER | — |
| GOLDMAN, IRVIN JAN | CEO AND PRESIDENT DEBT CAPITAL MARKETS AND ASSET MANGEMENT | 1265520 |
| LIPSON, RICHARD ROBERT | CHIEF FINANCIAL OFFICER | 2378464 |
| MERKEL, STEPHEN M | CHIEF LEGAL OFFICE | 2366318 |
| WELS, ANDREW CRAIG | CHIEF COMPLIANCE OFFICE | 1970864 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Aug 1977Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1996Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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