Larry E. Arnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Eugene Arnett, who also goes by Larry Arnett, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1976. Larry had worked at 16 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2010 - January 25, 2012
MSI FINANCIAL SERVICES, INC.
July 20, 2010 - December 7, 2010
CENTER STREET SECURITIES, INC.
June 9, 2007 - September 2, 2008
ALLSTATE FINANCIAL SERVICES, LLC
October 26, 2005 - June 13, 2007
THE O.N. EQUITY SALES COMPANY
March 8, 2004 - October 19, 2005
VALIC FINANCIAL ADVISORS, INC.
September 11, 2002 - July 7, 2004
INVESTORS CAPITAL CORP.
December 14, 2001 - September 6, 2002
RAYMOND JAMES & ASSOCIATES, INC.
July 25, 2001 - December 15, 2001
INVESTORS CAPITAL CORP.
November 30, 2000 - July 30, 2001
INVEST FINANCIAL CORPORATION
March 10, 1998 - November 21, 2000
FIRST HORIZON ADVISORS, INC.
February 6, 1997 - March 17, 1998
FIRST COMMERCIAL INVESTMENTS, INC.
September 16, 1991 - February 12, 1997
MORGAN KEEGAN & COMPANY, LLC
March 19, 1990 - October 25, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 19, 1990 - October 25, 1991
EQUITABLE ADVISORS, LLC
January 21, 1987 - March 29, 1990
LEHMAN BROTHERS INC.
April 4, 1977 - November 14, 1977
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
December 8, 1976 - February 13, 1977
F. L. LAWRENCE & COMPANY, INC.
October 26, 1976 - May 1, 1977
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/22/1976
Registered Representative ExaminationCurrent Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
