Richard Anthony Campanella
Professional Summary
Richard Anthony Campanella was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1976 - 2010. Richard had worked at 12 firms and has passed the Series 65, Series 63, PC, Series 7, Series 53, Series 4, Series 24, Series 8 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
SKYEBANC, INC. | THE LIGHTHOUSE ORGANIZATION, INC.
Contact Information
Established
California since 09/29/1997Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Sep 1977Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1988Series 12 — NYSE Branch Manager Examination
Passed Oct 1980Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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