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Richard A. Campanella

Some features on this profile are disabled
CRD#: 829176
RC

Professional summary

Richard Anthony Campanella was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Richard is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Richard had worked at 12 firms, which includes SKYEBANC INC., STERLING FINANCIAL INVESTMENT GROUP INC., EQUITY STATION INC., VFINANCE CAPITAL LC, VFINANCE INVESTMENTS INC, FIRST COLONIAL SECURITIES, COMMONWEALTH ASSOCIATES, LEHMAN BROTHERS KUHN LOEB INCORPORATED, LEHMAN BROTHERS INC., LOEB PARTNERS, LOEB RHOADES & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 5, 2009 - November 5, 2010

SKYEBANC, INC.

BD
CRD#: 44164
DEERFIELD BEACH, FL
Past

January 18, 2006 - April 19, 2006

STERLING FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 41506
BOCA RATON, FL
Past

December 14, 2004 - February 2, 2007

EQUITY STATION, INC.

BD
CRD#: 103620
BOCA RATON, FL
Past

January 2, 2002 - May 24, 2002

VFINANCE CAPITAL LC

BD
CRD#: 46528
NEW YORK, NY
Past

January 1, 2002 - October 10, 2008

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

April 17, 2001 - January 1, 2002

FIRST COLONIAL SECURITIES

BD
CRD#: 25121
BOCA RATON, FL
Past

February 25, 1994 - April 16, 2001

COMMONWEALTH ASSOCIATES

BD
CRD#: 20833
NEW YORK, NY
Past

February 17, 1981 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

February 2, 1981 - March 9, 1994

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 26, 1979 - March 2, 1981

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 18, 1978 - November 26, 1979

LOEB PARTNERS

BD
CRD#: 7534
Past

January 4, 1977 - January 18, 1978

LOEB RHOADES & CO. INC.

BD
CRD#: 7502
Past

October 21, 1976 - January 4, 1977

LOEB, RHOADES & CO. INC.

BD
CRD#: 525

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/15/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/17/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
PC
Date: 9/1/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 7
Date: 10/16/1976
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/8/1997
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/16/1997
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/6/1996
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/24/1988
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 12
Date: 10/27/1980
NYSE Branch Manager Examination

Current Firm

SI
SKYEBANC, INC.
SKYEBANC, INC. | THE LIGHTHOUSE ORGANIZATION, INC.

CRD#: 44164 / SEC#: , 8-50562

BD
Terminated by SEC on 01/09/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 09/29/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LABARBARA, VINCENT WILLIAMBOARD MEMBER/SHAREHOLDER1108987
MARSILLO, MARIO JRPRES,CHIEF COMPLIANCE OFFICER,AML OFFICER,SHAREHOLDER,CHAIRMAN OF THE BOARD2193575
FISCHER, KAREN ZILLIAFINANCIAL AND OPERATIONS PRINCIPAL1708090

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYEBANC, INC.

CRD#: 44164

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