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CS

Cole M. Smith

LYONS CAPITAL GROUP
SHREVEPORT, LA 71106
CRD#: 8291576
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CS
Cole Mckenzie SmithLYONS CAPITAL GROUP

Professional summary

Cole Mckenzie Smith is a registered financial advisor currently at LYONS CAPITAL GROUP located in Shreveport, Louisiana.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Cole has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Mckenzie Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2026 - Present

LYONS CAPITAL GROUP

Office #1: 1923 Southern Loop Suite N, Shreveport, LA 71106
RIA
CRD#: 335733
SHREVEPORT, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LYONS CAPITAL GROUP
LYONS CAPITAL GROUP | LYONS CAPITAL GROUP, LLC

CRD#: 335733 / SEC#: 801-132580

RIA
Registered Investment Advisory firm - (5/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(6/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/13/2025
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/11/2024
Securities Industry Essentials Examination

Current Firm

LC
LYONS CAPITAL GROUP
LYONS CAPITAL GROUP | LYONS CAPITAL GROUP, LLC

CRD#: 335733 / SEC#: 801-132580

RIA
Registered Investment Advisory firm - (5/14/2025 Approved)
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Contact information

Main Address
1923 Southern Loop Suite N, Shreveport, LA 71106
Mailing Address
Phone number
(318) 455-7790
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LYONS CAPITAL GROUP ADV PART 2A 2.11.26 (2/11/2026)

Regulatory assets under management

Total Number of Accounts677
AUM (Assets Under Management)$ 165,937,224

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LYONS CAPITAL GROUP

CRD#: 335733Shreveport, LA 71106

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