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David Alan Marrangoni

CRD# 829136·Registered 1976 - 1984
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Alan Marrangoni was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1976 - 1984. David had worked at 5 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

MARKET TRENDS AND TIMING·CRD# 10719
BD
April 20, 1983 - September 17, 1984
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
January 29, 1982 - October 25, 1982
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
September 24, 1979 - January 4, 1982
LEHMAN BROTHERS INC.·CRD# 7506
BD
April 17, 1979 - October 20, 1979
ELKINS & CO.·CRD# 6789
BD
October 22, 1976 - May 9, 1979

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Current Firm

MT
MARKET TRENDS AND TIMING

MARKET TRENDS AND TIMING

CRD#: 10719 / SEC#: 8-27924
BD
Cancelled by FINRA on 01/10/1986

Contact Information

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Oct 1976About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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