William T. Nolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Nolan II was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1972. William had worked at 5 firms and has passed the Series 000 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1989 - January 16, 1991
FEELEY & WILLCOX SECURITIES CORP.
May 23, 1986 - October 7, 1988
S.G. WARBURG & CO. INC.
May 23, 1984 - March 1, 1985
GINTEL & CO., LLC
June 21, 1983 - December 20, 1983
RAUSCHER PIERCE REFSNES, INC.
May 11, 1972 - June 29, 1983
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 5/11/1972
General Securities Principal ExaminationCurrent Firm
FEELEY & WILLCOX SECURITIES CORP.
CRD#: 7614 / SEC#: , 8-22513
Contact information
Documents
Red Flags
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