William Frymer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Frymer was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1976. William had worked at 17 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - June 16, 2014
BRAVER STERN SECURITIES LLC
March 2, 2011 - March 4, 2013
TEJAS SECURITIES GROUP, INC.
July 19, 2010 - February 11, 2011
B. RILEY WEALTH MANAGEMENT
June 5, 2008 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
February 13, 2006 - June 5, 2008
STERNE, AGEE & LEACH, INC.
September 15, 2003 - March 16, 2005
BLAYLOCK & COMPANY, INC.
February 20, 2003 - September 17, 2003
A.B. WATLEY, INC.
January 16, 2001 - February 14, 2003
ADVEST, INC.
June 12, 2000 - January 17, 2001
MCFADDEN, FARRELL & SMITH, L.P.
June 6, 1997 - May 11, 2000
SCHRODER & CO. INC.
May 4, 1995 - January 15, 1997
ABN AMRO SECURITIES LLC
August 12, 1991 - February 28, 1995
ALEX. BROWN & SONS INCORPORATED
July 5, 1991 - August 9, 1991
YAMAICHI INTERNATIONAL (AMERICA) INC.
February 6, 1984 - November 29, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
April 29, 1982 - October 21, 1983
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1978 - February 22, 1982
MORGAN STANLEY DW INC.
October 21, 1976 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BRAVER STERN SECURITIES LLC
CRD#: 29108 / SEC#: 801-79168, 8-43611
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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