Mary Ann N. Owen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Ann Nmi Owen, who also goes by Mary Ann Blum, Mary Ann Hormel, Mary Ann Blum Hormel, Mary Ann Blum Owen, Mary Ann Blum Owen, Maryann Owen, was a registered financial professional .
Mary Ann is a previously registered financial professional and started their career in finance in 1976. Mary Ann had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 15, PC, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2017 - May 28, 2020
BB&T SECURITIES, LLC
September 27, 2017 - May 28, 2020
BB&T SECURITIES, LLC
September 26, 2002 - October 21, 2004
WELLS FARGO CLEARING SERVICES, LLC
August 13, 2002 - October 21, 2004
WELLS FARGO CLEARING SERVICES, LLC
February 5, 1999 - August 13, 2002
FIRST CLEARING, LLC
August 15, 1987 - February 5, 1999
FIRST UNION CAPITAL MARKETS CORP.
October 27, 1980 - August 31, 1987
THOMSON MCKINNON SECURITIES INC.
April 21, 1978 - March 2, 1980
FIRST UNION CAPITAL MARKETS CORP.
October 21, 1976 - May 18, 1977
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/15/1982
Foreign Currency Options ExaminationPC
Date: 7/6/1982
AMEX Put and Call ExamSeries 8
Date: 7/6/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
