Robert R. Geitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Rohner Geitz was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 5 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2019 - June 15, 2026
CHATSWORTH SECURITIES LLC
October 22, 2013 - July 2, 2019
MORGAN STANLEY
May 30, 2013 - July 2, 2019
MORGAN STANLEY
July 28, 2009 - May 7, 2012
MORGAN STANLEY DISTRIBUTION, INC.
June 1, 2009 - August 3, 2009
MORGAN STANLEY
March 13, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 15, 1992 - January 15, 1996
DRESDNER KLEINWORT WASSERSTEIN, LLC
May 15, 1992 - May 22, 1992
SCULLY BROTHERS & FOSS
February 4, 1980 - October 11, 1991
SALOMON BROTHERS INC.
July 20, 1978 - February 7, 1980
BLUNT ELLIS & LOEWI INCORPORATED
March 2, 1977 - June 24, 1978
WEEDEN & CO.
October 21, 1976 - April 4, 1977
SHIELDS MODEL ROLAND INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
CHATSWORTH SECURITIES LLC
CRD#: 40804 / SEC#: 801-120061, 8-49199
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIFIORE, RALPH RAYMOND | SENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICER / CHIEF EXECUTIVE OFFICER | 1913027 |
| FULVIO, GENNARO JOHN | FINOP | 2435828 |
| MACLEAN, DANIEL CRAWFORD | SENIOR MANAGING DIRECTOR | 1467579 |
| MATCOVSKY, JOEL JAY | SENIOR MANAGING DIRECTOR | 1769496 |
| THE ESTATE OF CURTIS E. GOWDY | ESTATE |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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