Robert R. Geitz
Professional summary
Robert Rohner Geitz is a registered financial professional currently at CHATSWORTH SECURITIES LLC located in Greenwich, Connecticut.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1976. Robert has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 5 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Rohner Geitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2019 - Present
CHATSWORTH SECURITIES LLC
Office #1: 95 East Putnam Avenue, Greenwich, CT 06830October 22, 2013 - July 2, 2019
MORGAN STANLEY
May 30, 2013 - July 2, 2019
MORGAN STANLEY
July 28, 2009 - May 7, 2012
MORGAN STANLEY DISTRIBUTION, INC.
June 1, 2009 - August 3, 2009
MORGAN STANLEY
March 13, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 15, 1992 - January 15, 1996
DRESDNER KLEINWORT WASSERSTEIN, LLC
May 15, 1992 - May 22, 1992
SCULLY BROTHERS & FOSS
February 4, 1980 - October 11, 1991
SALOMON BROTHERS INC.
July 20, 1978 - February 7, 1980
BLUNT ELLIS & LOEWI INCORPORATED
March 2, 1977 - June 24, 1978
WEEDEN & CO.
October 21, 1976 - April 4, 1977
SHIELDS MODEL ROLAND INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2019)
(2/1/2022)
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationFINRA
Current Firm
CHATSWORTH SECURITIES LLC
CRD#: 40804 / SEC#: 801-120061, 8-49199
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIFIORE, RALPH RAYMOND | SENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICER / CHIEF EXECUTIVE OFFICER | 1913027 |
| FULVIO, GENNARO JOHN | FINOP | 2435828 |
| MACLEAN, DANIEL CRAWFORD | SENIOR MANAGING DIRECTOR | 1467579 |
| MATCOVSKY, JOEL JAY | SENIOR MANAGING DIRECTOR | 1769496 |
| THE ESTATE OF CURTIS E. GOWDY | ESTATE |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
