Robert N. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Neil Gordon was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2019 - May 29, 2020
TWENTY-FIRST TAILORED SOLUTIONS, INC.
December 15, 1983 - November 26, 2019
TWENTY-FIRST SECURITIES CORPORATION
December 1, 1980 - November 8, 1983
CIBC WORLD MARKETS CORP.
September 14, 1978 - December 1, 1980
KUHNS BROTHERS & LAIDLAW, INC.
October 21, 1976 - October 9, 1978
LAIDLAW, MARTIN & MOYSEY, INC.
Primary Firm SEC Registration
TWENTY-FIRST TAILORED SOLUTIONS, INC.
CRD#: 158381 / SEC#: 801-72603
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 12
Date: 8/8/1978
NYSE Branch Manager ExaminationSeries 40
Date: 12/6/1977
Registered Principal ExaminationCurrent Firm
TWENTY-FIRST TAILORED SOLUTIONS, INC.
CRD#: 158381 / SEC#: 801-72603
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 450,249,759 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
