Robert Neil Gordon
Professional Summary
Robert Neil Gordon was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1976 - 2020. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 4, Series 12 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
TWENTY-FIRST SECURITIES | TWENTY-FIRST TAILORED SOLUTIONS, INC. | TWENTY-FIRST TAILORED SOLUTIONS
Contact Information
Main Address
Scarsdale, NYPhone Number
(914) 589-6152# of Employees
1SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
55AUM (Assets Under Management)
$515,261,234Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
TWENTY-FIRST SECURITIES | TWENTY-FIRST TAILORED SOLUTIONS, INC. | TWENTY-FIRST TAILORED SOLUTIONS
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981Series 12 — NYSE Branch Manager Examination
Passed Aug 1978Series 40 — Registered Principal Examination
Passed Dec 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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