Jesse J. Ivie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse James Ivie was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1976. Jesse had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 1987 - August 9, 1988
NORTH AMERICAN INVESTMENT CORP.
September 22, 1986 - February 10, 1987
WINTHROP SECURITIES CO., INC.
February 25, 1985 - December 9, 1985
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
October 13, 1982 - May 18, 1983
NEWHARD, COOK & CO. INCORPORATED
April 3, 1981 - October 30, 1981
LEHMAN BROTHERS INC.
December 12, 1978 - March 3, 1981
KIDDER, PEABODY & CO. INCORPORATED
February 24, 1978 - December 24, 1978
MORGAN STANLEY DW INC.
January 12, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
October 21, 1976 - November 21, 1976
J DANIEL BELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTH AMERICAN INVESTMENT CORP.
CRD#: 7568 / SEC#: , 8-22366
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
