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HT

Heiko H. Thieme

Some features on this profile are disabled
CRD#: 828825
HT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Heiko Helmut Thieme was a registered financial professional .

Heiko is a previously registered financial professional and started their career in finance in 1976. Heiko had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 13, 1996 - July 9, 2010

LONGVIEW FINANCIAL GROUP, INC

BD
CRD#: 38286
NEW YORK, NY
Past

July 14, 1995 - December 31, 1996

J. MICHAEL REISERT, INC.

BD
CRD#: 31177
FT. LAUDERDALE, FL
Past

July 13, 1993 - April 19, 1994

FOLEY MUFSON HOWE & COMPANY

BD
CRD#: 29993
Past

November 6, 1979 - May 6, 1992

DEUTSCHE BANK CAPITAL CORPORATION

BD
CRD#: 5323
NEW YORK, NY
Past

September 26, 1978 - February 28, 1979

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

October 21, 1976 - September 26, 1978

WHITE, WELD & CO. INCORPORATED

BD
CRD#: 6802

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/16/1976
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/26/1981
General Securities Principal Examination

Current Firm

LF
LONGVIEW FINANCIAL GROUP, INC
LONGVIEW FINANCIAL GROUP, INC | THIEME SECURITIES, INC. | LONGVIEW FINANCIAL GROUP, INC.

CRD#: 38286 / SEC#: , 8-48163

BD
Terminated by SEC on 09/07/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/07/1994
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LONGVIEW FINANCIAL HOLDING, INC.SOLE SHAREHOLDER
SCHULTZ, J STUARTCEO & CCO2350425
THIEME, HEIKO HELMUTPRESIDENT828825

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LONGVIEW FINANCIAL GROUP, INC

CRD#: 38286

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