Donald L. Spitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lou Spitzer, who also goes by Donald Louis Spitzer, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1976. Donald had worked at 21 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 1998 - October 22, 2002
COMPREHENSIVE CAPITAL CORPORATION
August 9, 1995 - September 3, 1996
INSTITUTIONAL EQUITY CORPORATION
August 31, 1994 - July 27, 1995
INVESTORS ASSOCIATES, INC.
July 10, 1992 - August 5, 1994
S. D. COHN & CO., INC.
February 14, 1992 - March 19, 1992
J. GREGORY & COMPANY, INC.
January 10, 1991 - May 14, 1992
MANCHESTER RHONE SECURITIES CORP.
April 2, 1990 - December 6, 1990
BARRETT DAY SECURITIES, INC.
December 21, 1989 - February 17, 1990
GKN SECURITIES CORP.
March 22, 1989 - December 13, 1989
BERKELEY SECURITIES CORPORATION
January 17, 1989 - April 1, 1989
INSTITUTIONAL EQUITY CORPORATION
October 10, 1988 - November 29, 1988
GLOBAL CAPITAL SECURITIES, INC.
September 7, 1988 - October 6, 1988
APPLE FINANCIAL CORPORATION
January 13, 1986 - August 9, 1988
MARKETFIELD SECURITIES LIMITED
May 30, 1985 - January 8, 1986
DOUGLAS BREMEN & CO., INC.
July 21, 1984 - May 6, 1985
DOUGLAS BREMEN & CO., INC.
February 24, 1984 - June 14, 1984
BRODIS SECURITIES INCORPORATED
December 14, 1983 - March 5, 1984
HICKEY, KOBER, INCORPORATED
November 9, 1982 - November 14, 1983
STUART, COLEMAN & CO., INC.
June 8, 1982 - October 21, 1982
WOODMERE SECURITIES, INC.
September 17, 1980 - May 26, 1982
LEHMAN BROTHERS INC.
December 22, 1977 - October 9, 1980
PRUDENTIAL EQUITY GROUP, LLC
October 24, 1977 - January 15, 1978
VERRILLI ALTSCHULER SCHWARTZ INC.
October 21, 1976 - December 26, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMPREHENSIVE CAPITAL CORPORATION
CRD#: 6215 / SEC#: , 8-17087
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
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