Tomas Ulla
Professional summary
Tomas Ulla is a registered financial advisor currently at MY INVESTMENT PATH located in Coral Gables, Florida.
Tomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Tomas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tomas Ulla's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2026 - Present
MY INVESTMENT PATH
Office #1: 2525 Ponce De Leon Suite 300, Coral Gables, FL 33136Office #2: 2525 Ponce De Leon Suite 300, Coral Gables, FL 33136June 8, 2026 - August 3, 2026
A.G.P. / ALLIANCE GLOBAL PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2026)
Exams
Series 7TO
Date: 6/8/2026
General Securities Representative ExaminationCurrent Firm
MY INVESTMENT PATH
CRD#: 329641 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 1,334,470 |
Red Flags
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Company Information
MY INVESTMENT PATH
CRD#: 329641Coral Gables, FL 33136TRUST BUT VERIFY
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