Vernon F. Minton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Franklin Minton was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 1976. Vernon had worked at 6 firms and has passed the Series 63, Series 5, Series 7, F04, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1987 - September 4, 1991
V.F. MINTON SECURITIES, INC.
January 2, 1979 - September 21, 1987
DFW CLEARING, INC.
February 27, 1978 - January 4, 1979
GREAT METROPLEX FINANCIAL CORPORATION
January 18, 1978 - March 3, 1978
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
October 21, 1976 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationF04
Date: 10/31/1978
Financial Principal ExaminationSeries 40
Date: 9/5/1978
Registered Principal ExaminationCurrent Firm
V.F. MINTON SECURITIES, INC.
CRD#: 20642 / SEC#: , 8-38361
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
