Michael K. Mcmahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Keith Mcmahan was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1976. Michael had worked at 6 firms and has passed the Series 63, Series 31, Series 3, Series 7, Series 1, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2009 - January 2, 2014
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
July 14, 2006 - November 26, 2007
CAPITAL GUARDIAN, LLC
April 17, 2006 - May 17, 2006
CAPITAL GUARDIAN, LLC
June 15, 2005 - July 18, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 7, 1984 - July 18, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 1982 - March 12, 1984
THE ROBINSON-HUMPHREY COMPANY, LLC
September 17, 1981 - June 8, 1982
CAROLINA SECURITIES CORPORATION
October 19, 1976 - March 30, 1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/11/1976
Registered Representative ExaminationSeries 8
Date: 9/12/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
CRD#: 131631 / SEC#: 801-63969
Contact information
Red Flags
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