Lawrence C. Hartman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Crawford Hartman, who also goes by Larry Hartman, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 22 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2013 - October 23, 2014
SECUREVEST FINANCIAL GROUP
April 25, 2012 - January 2, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
September 1, 2010 - April 27, 2012
WOODSTOCK FINANCIAL GROUP, INC.
December 18, 2007 - August 26, 2010
APS FINANCIAL CORPORATION
February 20, 2007 - January 4, 2008
VFINANCE INVESTMENTS, INC
August 29, 2005 - February 5, 2007
MULTI-BANK SECURITIES, INC.
September 6, 2000 - September 23, 2005
WEDBUSH SECURITIES INC.
October 8, 1998 - September 19, 2000
KFS BD, INC.
March 12, 1997 - October 20, 1998
HARVESTONS SECURITIES, INC.
August 3, 1994 - March 18, 1997
TDI, INCORPORATED
December 21, 1990 - August 19, 1994
THE TRADING DESK, INC.
July 30, 1990 - January 3, 1991
LUMIERE SECURITIES, INC.
July 3, 1990 - July 31, 1990
BOUCHER, OEHMKE & COMPANY
January 29, 1990 - April 24, 1990
F.B. HORNER & ASSOCIATES, INC.
January 13, 1988 - January 18, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 4, 1988 - January 15, 1988
FIRST STATE INVESTMENTS, INC.
October 30, 1986 - January 15, 1988
FIRST INVESTMENT SECURITIES, INC.
July 10, 1986 - November 14, 1986
LPL FINANCIAL LLC
April 25, 1986 - June 23, 1986
M.G.S.I. SECURITIES, INC.
March 12, 1985 - January 1, 1986
TMA GOVERNMENT SECURITIES, LTD.
August 2, 1984 - October 26, 1984
UNITED CAPITAL CORPORATION
January 27, 1982 - December 21, 1983
SOUTHEAST SECURITIES OF FLORIDA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/9/1976
Registered Representative ExaminationCurrent Firm
SECUREVEST FINANCIAL GROUP
CRD#: 10100 / SEC#: , 8-26030
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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