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Lawrence Crawford Hartman

CRD# 828550·Registered 1982 - 2014
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Crawford Hartman, who also goes by Larry Hartman, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1982 - 2014. Lawrence had worked at 22 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Hartman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

SECUREVEST FINANCIAL GROUP·CRD# 10100
BD
Boca Raton, FL
February 14, 2013 - October 23, 2014
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Orlando, FL
April 25, 2012 - January 2, 2013
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Rochester, MI
September 1, 2010 - April 27, 2012
APS FINANCIAL CORPORATION·CRD# 10033
BD
Austin, TX
December 18, 2007 - August 26, 2010
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Rochester, MI
February 20, 2007 - January 4, 2008
MULTI-BANK SECURITIES, INC.·CRD# 22098
BD
Pleasant Ridge, MI
August 29, 2005 - February 5, 2007
WEDBUSH SECURITIES INC.·CRD# 877
BD
Los Angeles, CA
September 6, 2000 - September 23, 2005
KFS BD, INC.·CRD# 490
BD
Omaha, NE
October 8, 1998 - September 19, 2000
HARVESTONS SECURITIES, INC.·CRD# 34509
BD
Greenwood Village, CO
March 12, 1997 - October 20, 1998
TDI, INCORPORATED·CRD# 30629
BD
Englewood, CO
August 3, 1994 - March 18, 1997
THE TRADING DESK, INC.·CRD# 22908
BD
December 21, 1990 - August 19, 1994
LUMIERE SECURITIES, INC.·CRD# 13414
BD
Denver, CO
July 30, 1990 - January 3, 1991
BOUCHER, OEHMKE & COMPANY·CRD# 17470
BD
July 3, 1990 - July 31, 1990
F.B. HORNER & ASSOCIATES, INC.·CRD# 19898
BD
January 29, 1990 - April 24, 1990
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
January 13, 1988 - January 18, 1989
FIRST STATE INVESTMENTS, INC.·CRD# 16693
BD
January 4, 1988 - January 15, 1988
FIRST INVESTMENT SECURITIES, INC.·CRD# 13459
BD
October 30, 1986 - January 15, 1988
LPL FINANCIAL LLC·CRD# 6413
BD
July 10, 1986 - November 14, 1986
M.G.S.I. SECURITIES, INC.·CRD# 16723
BD
April 25, 1986 - June 23, 1986
TMA GOVERNMENT SECURITIES, LTD.·CRD# 15196
BD
March 12, 1985 - January 1, 1986
UNITED CAPITAL CORPORATION·CRD# 8268
BD
August 2, 1984 - October 26, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.·CRD# 5359
BD
January 27, 1982 - December 21, 1983

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Current Firm

SF
SECUREVEST FINANCIAL GROUP

ARGENTIS ADVISORS. INC. | SECUREVEST FINANCIAL GROUP, INC. | SECUREVEST FINANCIAL GROUP | MONGERSON & COMPANY SECURITIES CORPORATION

CRD#: 10100 / SEC#: 8-26030
BD
Terminated by SEC on 06/21/2025

Contact Information

Established

Illinois since 03/16/1981

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARGENTIS HOLDINGS, LLCDIRECT OWNER—
ALMERINI, LOUIS ACHILLEFINOP1605183
CELLITTI, AUGUSTCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER1051780
PEDRETTI, ROBERT FRANKPRESIDENT1775123

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Oct 1976

Series 24 — General Securities Principal Examination

Passed Mar 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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