Raymond W. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Walter Frank Hunt, who also goes by Ray Hunt, Raymond Walter Hunt, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1976. Raymond had worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 4, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 1990 - December 31, 1993
F.J. GARBER & CO.
January 20, 1988 - September 26, 1990
TITAN/VALUE EQUITIES GROUP, INC.
July 28, 1987 - October 6, 1988
THE DUBLIN COMPANY
July 19, 1983 - March 10, 1987
PENTRON SECURITIES CORP.
April 23, 1982 - April 27, 1983
HERMITAGE CAPITAL CORPORATION
August 6, 1979 - December 24, 1981
UNITED CAPITAL SECURITIES, INC.
October 5, 1976 - November 26, 1983
AVALON INVESTMENT & SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/6/1976
Registered Principal ExaminationCurrent Firm
F.J. GARBER & CO.
CRD#: 17989 / SEC#: , 8-36038
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
