Samuel Patrick Totz
Professional Summary
Samuel Patrick Totz, who also goes by Sam Totz, Samuel Totz, is a registered financial advisor currently at MOELIS & COMPANY LLC located in Houston, Texas. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2026. Samuel has worked at 1 firm and has passed the Series 7TO, SIE and Series 79TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Samuel Patrick Totz, Sam Totz, Samuel Totz
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Current Firm
MOELIS | MOELIS & COMPANY LLC | MOELIS & COMPANY
Contact Information
Main Address
399 Park Avenue 4th Floor, New York, NY 10022Mailing Address
399 Park Avenue 4th Floor, New York, NY 10022Phone Number
(212) 883-3800Established
Delaware since 06/12/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY, SOLE MEMBER | — |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
Regulatory Event
1Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2026About the Series 79TO examSRO Registrations
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Samuel Patrick Totz's CRS (Customer Relationship Summary).
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC