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RD

Richard W. Demetriou

Some features on this profile are disabled
CRD#: 828433
RD

Professional summary

Richard Wayne Demetriou was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Richard is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Richard had worked at 9 firms, which includes TITAN SECURITIES, PRIVATE WEALTH ADVISORS INC., PRIVATE CONSULTING GROUP INC., IFG NETWORK SECURITIES INC., MONARCH SECURITIES INC., DERAND/PENNINGTON/BASS INC., MARION BASS SECURITIES CORPORATION, PHOENIX FINANCIAL CORPORATION, NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rick Demetriou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 5, 2010 - June 8, 2021

TITAN SECURITIES

RIA
CRD#: 131392
SUWANEE, GA
Past

June 4, 2009 - September 30, 2009

PRIVATE WEALTH ADVISORS, INC.

RIA
CRD#: 148144
TUCKER, GA
Past

April 17, 2009 - June 2, 2021

TITAN SECURITIES

BD
CRD#: 131392
PLANO, TX
Past

November 9, 2001 - March 30, 2009

PRIVATE CONSULTING GROUP, INC.

BD
CRD#: 45053
TUCKER, GA
Past

April 29, 1992 - November 29, 2001

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

October 11, 1990 - June 4, 1991

MONARCH SECURITIES, INC.

BD
CRD#: 2809
Past

June 2, 1986 - May 21, 1992

DERAND/PENNINGTON/BASS, INC.

BD
CRD#: 4679
Past

April 28, 1986 - June 10, 1986

MARION BASS SECURITIES CORPORATION

BD
CRD#: 7961
Past

September 26, 1983 - April 25, 1986

PHOENIX FINANCIAL CORPORATION

BD
CRD#: 8340
Past

October 14, 1976 - July 23, 1984

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/1/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/5/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/1983
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 10/11/1976
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/18/1992
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/29/1992
Financial and Operations Principal Examination

Current Firm

TS
TITAN SECURITIES
JTA SECURITIES MANAGEMENT, INC. | TITAN SECURITIES

CRD#: 131392 / SEC#: , 8-66462

BD
Terminated by SEC on 09/09/2023
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Contact information

Main Address
6100 Tennyson Pkwy Suite 240, Plano, TX 75024
Mailing Address
Phone number
(972) 980-5920
Established
California since 02/11/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
22

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BROOKS, BRAD CURTISCCO1584633

Regulatory assets under management

Total Number of Accounts950
AUM (Assets Under Management)$ 70,000,000

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TITAN SECURITIES

CRD#: 131392

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