Joshua D. Arnold

JOSH ARNOLD INVESTMENT CONSULTANT

Edina, MN 55435

Some features on this profile are disabled

CRD#: 828189

Professional summary

Joshua David Arnold, who also goes by Josh Arnold, is a registered financial advisor currently at JOSH ARNOLD INVESTMENT CONSULTANT, LLC located in Edina, Minnesota.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Joshua has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/26/2011 HOST MR. MONEY TALK 1500 ESPN AM RADIO; NO COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Arnold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2016 - Present

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

Office #1: 6800 France Avenue South, #325, Edina, MN 55435

RIA

CRD#: 163088

Edina, MN

Past

September 6, 2012 - October 15, 2012

TRADINGBLOCK

RIA

CRD#: 128605

EDINA, MN

Past

August 17, 2012 - December 20, 2016

TRADINGBLOCK

CRD#: 128605

EDINA, MN

Past

October 3, 2008 - August 17, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

EDINA, MN

Past

March 3, 2006 - August 17, 2012

BROKERSXPRESS LLC

CRD#: 127081

EDINA, MN

Past

December 3, 1999 - March 22, 2006

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

EDINA, MN

Past

August 20, 1998 - November 19, 1999

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

April 28, 1998 - August 11, 1998

MILLER JOHNSON STEICHEN KINNARD, INC.

CRD#: 694

MINNEAPOLIS, MN

Past

March 2, 1981 - April 30, 1998

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 1, 1976 - March 13, 1981

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

CRD#: 163088 / SEC#: 801-120651

RIA

Registered Investment Advisory firm - (3/29/2021 Approved)

Minnesota

Registered Investment Advisory firm - (5/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/14/2016)

IAR

Texas
(2/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/23/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/30/1988

General Securities Principal Examination

Current Firm

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

CRD#: 163088 / SEC#: 801-120651

RIA

Registered Investment Advisory firm - (3/29/2021 Approved)

Minnesota

Registered Investment Advisory firm - (5/10/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6800 France Avenue South, #325, Edina, MN 55435

Mailing Address

Phone number

(952) 925-5608

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (1/20/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 150,057,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joshua D. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADINGBLOCK

TRADINGBLOCK

BROKERSXPRESS LLC

BROKERSXPRESS LLC

EMMETT A LARKIN COMPANY, INC.

SUNPOINT SECURITIES, INC.

MILLER JOHNSON STEICHEN KINNARD, INC.

LPL FINANCIAL LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2009

Series 63

Date: 11/22/1993

SIE

Date: 12/20/2016

Series 7

Date: 2/20/1988

Series 1

Date: 9/23/1976

Series 24

Date: 8/30/1988

Current Firm

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

TRUST BUT VERIFY

Similar Advisors