Edmund C. Hyun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund Chong Ho Hyun, who also goes by Edmund C Hyun, was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 1976. Edmund had worked at 3 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 1980 - March 17, 1981
GALLAGHER, BOYLAN & COOK, INC.
August 27, 1979 - November 10, 1997
FIRST HONOLULU SECURITIES, INC.
September 17, 1976 - June 17, 1981
COOK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 2/6/1976
Registered Principal ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
