Eugene I. Stansbery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Ira Stansbery, who also goes by Gene Stansbery, was a registered financial advisor .
Eugene is a previously registered financial advisor and started their career in finance in 1976. Eugene had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 5, PC, Series 7, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2009 - December 31, 2010
CONCORDIUS CAPITAL ADVISORS
May 16, 2005 - December 31, 2006
KELMOORE INVESTMENT COMPANY, INC.
August 1, 2001 - December 31, 2006
KELMOORE INVESTMENT COMPANY, INC.
June 4, 1997 - July 9, 2001
SUTRO & CO. INCORPORATED
October 14, 1986 - May 21, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1983 - September 22, 1986
PRUDENTIAL EQUITY GROUP, LLC
January 24, 1980 - March 28, 1983
SUTRO & CO. INCORPORATED
July 13, 1978 - January 26, 1980
PRUDENTIAL EQUITY GROUP, LLC
September 22, 1976 - July 29, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/4/1987
Foreign Currency Options ExaminationSeries 5
Date: 10/9/1981
Interest Rate Options ExaminationPC
Date: 5/2/1977
AMEX Put and Call ExamSeries 8
Date: 11/1/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CONCORDIUS CAPITAL ADVISORS
CRD#: 142852 / SEC#: 801-67538
Contact information
Red Flags
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