Ira M. Leventhal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Mark Leventhal was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1976. Ira had worked at 7 firms and has passed the Series 42, Series 57TO, SIE, Series 55, Series 41, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2009 - June 18, 2010
INTEGRAL DERIVATIVES, LLC
June 24, 2003 - August 20, 2007
BATTERY ADVISORS LLC
May 14, 1992 - March 1, 2007
OPTIONS TRADING ASSOCIATES LLC
October 8, 1990 - November 21, 2023
OTA LLC
August 2, 1983 - October 8, 1990
OCWEN TRADING, INC.
April 1, 1980 - March 2, 1982
WALSH, GREENWOOD & CO.
September 22, 1976 - December 15, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/15/1999
Limited Representative-Equity Trader ExamSeries 41
Date: 11/17/1984
NYSE Allied Member ExaminationCurrent Firm
INTEGRAL DERIVATIVES, LLC
CRD#: 149087 / SEC#: , 8-68102
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
