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Garrett Sidney Walker

CRD# 827795·Registered 1976 - 1989
Previously Registered: Being a previously registered professional could mean that Garrett is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Garrett Sidney Walker, who also goes by Gary Walker, was a registered financial advisor. Garrett was a previously registered financial professional and started their career in finance 1976 - 1989. Garrett had worked at 9 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Walker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

GARRETT WALKER SECURITIES, INC.·CRD# 15875
BD
April 10, 1985 - September 18, 1989
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
July 17, 1984 - March 12, 1985
MANLEY, BENNETT, MCDONALD & CO·CRD# 551
BD
August 5, 1983 - July 17, 1984
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
February 10, 1982 - July 27, 1983
CINCOTTA & CO.·CRD# 7305
BD
Escondido, CA
July 9, 1981 - August 22, 1983
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
June 28, 1979 - September 13, 1980
JACK WHITE & COMPANY, INC.·CRD# 7645
BD
September 18, 1978 - January 11, 1979
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
May 5, 1978 - September 14, 1978
LPL FINANCIAL LLC·CRD# 6413
BD
October 28, 1977 - April 28, 1978
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
September 23, 1976 - November 27, 1977

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Current Firm

GW
GARRETT WALKER SECURITIES, INC.

GARRETT WALKER SECURITIES | GARRETT WALKER SECURITIES, INC.

CRD#: 15875 / SEC#: 8-32900
BD
Withdrawn by FINRA on 08/17/1990

Contact Information

Established

Michigan since 11/26/1989

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1976About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1984About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1981About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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