Kurt W. Haney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Wesley Haney was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1976. Kurt had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 9, Series 24, Series 10, Series 8 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2021 - August 26, 2022
COMMERCE STREET CAPITAL, LLC
March 22, 2018 - January 21, 2020
CRESCENT SECURITIES GROUP, INC.
August 20, 2013 - May 13, 2016
DEUTSCHE BANK SECURITIES INC.
August 20, 2013 - May 13, 2016
DEUTSCHE BANK SECURITIES INC.
April 5, 2011 - September 26, 2013
FORTITUDE ADVISORY GROUP L.L.C.
April 5, 2011 - September 26, 2013
ARGENTUS SECURITIES, LLC
January 21, 2009 - April 30, 2009
BARCLAYS CAPITAL INC.
September 22, 2008 - April 30, 2009
BARCLAYS CAPITAL INC.
May 13, 2004 - October 15, 2008
LEHMAN BROTHERS INC.
November 9, 1990 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
November 9, 1990 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
November 9, 1990 - September 22, 2008
LEHMAN BROTHERS INC.
September 23, 1976 - November 15, 1990
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationSeries 8
Date: 4/24/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Series 40
Date: 11/14/1978
Registered Principal ExaminationCurrent Firm
COMMERCE STREET CAPITAL, LLC
CRD#: 143797 / SEC#: , 8-67606
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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