Lawrence A. Post
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Aron Post was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1976. Lawrence had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2002 - November 28, 2018
POST ADVISORY GROUP, LLC
April 12, 1990 - July 10, 1992
DABNEY/RESNICK/IMPERIAL, LLC
November 6, 1981 - April 16, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
December 20, 1979 - October 30, 1981
SALOMON BROTHERS INC.
September 23, 1976 - October 28, 1979
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
POST ADVISORY GROUP, LLC
CRD#: 108860 / SEC#: 801-57939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POST ADVISORY GROUP, LLC
CRD#: 108860 / SEC#: 801-57939
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 14,276,322,938 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
