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Lawrence Aron Post

CRD# 827685·Registered 1976 - 2018
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Aron Post was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1976 - 2018. Lawrence had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

POST ADVISORY GROUP, LLC·CRD# 108860
RIA
Los Angeles, CA
September 17, 2002 - November 28, 2018
DABNEY/RESNICK/IMPERIAL, LLC·CRD# 24367
BD
April 12, 1990 - July 10, 1992
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
November 6, 1981 - April 16, 1990
SALOMON BROTHERS INC.·CRD# 740
BD
December 20, 1979 - October 30, 1981
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
September 23, 1976 - October 28, 1979

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Current Firm

PA
POST ADVISORY GROUP, LLC

MW POST ADVISORY GROUP LLC | PRINCIPAL GLOBAL INVESTORS | POST ADVISORY GROUP, LLC

CRD#: 108860 / SEC#: 801-57939
RIA
Registered Investment Advisory firm - SEC (9/18/2000 Approved)

Contact Information

Main Address

2049 Century Park East Suite 3050, Los Angeles, CA 90067

Phone Number

(310) 996-9600

# of Employees

49

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

POST ADVISORY GROUP LLC ADV PART 2A 3-28-25 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

40

AUM (Assets Under Management)

$13,033,125,944

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
POST ADVISORY GROUP, LLC

MW POST ADVISORY GROUP LLC | PRINCIPAL GLOBAL INVESTORS | POST ADVISORY GROUP, LLC

CRD#: 108860 / SEC#: 801-57939
RIA
Registered Investment Advisory firm - SEC (9/18/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1976About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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