Madelyn M. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Madelyn Marie Murray, who also goes by Madelyn M Faustina, Madelyn Marie Faustina, was a registered financial professional .
Madelyn is a previously registered financial professional and started their career in finance in 1985. Madelyn had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2017 - November 14, 2018
AMERIVET SECURITIES, INC.
July 2, 2007 - December 4, 2014
BNY MELLON SECURITIES CORPORATION
December 13, 2005 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
February 2, 2004 - December 31, 2005
MBSC, LLC
May 2, 2001 - August 8, 2002
WELLS FARGO INVESTMENTS, LLC
December 6, 2000 - May 2, 2001
WELLS FARGO SECURITIES INC.
November 20, 1997 - December 31, 1999
ORMES CAPITAL MARKETS, INC.
August 28, 1995 - February 16, 1996
SCHRODER FUND ADVISORS LLC
November 9, 1992 - July 13, 1995
SCHRODER & CO. INC.
August 27, 1992 - November 2, 1992
LIBERTY CAPITAL MARKETS, INC.
March 20, 1991 - June 27, 1992
GRIGSBY & ASSOCIATES, INC.
September 4, 1990 - November 13, 1990
WELLS FARGO CLEARING SERVICES, LLC
January 26, 1989 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
November 19, 1985 - January 23, 1989
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
