John T. Rhett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Taylor Rhett III, who also goes by John Taylor Rhett, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1976. John had worked at 6 firms and has passed the Series 65, Series 63, Series 3, PC, Series 7, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2014 - December 31, 2020
RED ROCK ADVISORS
June 30, 2005 - February 5, 2013
TRUIST INVESTMENT SERVICES, INC.
June 27, 2005 - February 5, 2013
TRUIST INVESTMENT SERVICES, INC.
June 12, 2002 - June 30, 2005
TRUIST SECURITIES, INC.
September 10, 2001 - June 30, 2005
TRUIST SECURITIES, INC.
January 22, 1981 - November 1, 1999
THE ROBINSON-HUMPHREY COMPANY, LLC
September 26, 1978 - July 20, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 1/22/1981
AMEX Put and Call ExamSeries 8
Date: 1/30/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RED ROCK ADVISORS
CRD#: 170133 / SEC#:
Contact information
Red Flags
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