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RD

Richard L. Dodd

SABLE CAPITAL
St. Louis, MO 63102
Some features on this profile are disabled
CRD#: 8273686
RD
Richard Lee Dodd IIISABLE CAPITAL

Professional summary

Richard Lee Dodd III, who also goes by Richard Lee Dodd, Trey Dodd, is a registered financial professional currently at SABLE CAPITAL LLC located in St. Louis, Missouri.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2026. Richard has worked at 1 firm and has passed the Series 79TO and SIE exams.

Aliases

Richard Lee Dodd | Trey Dodd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Lee Dodd III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2026 - Present

SABLE CAPITAL LLC

Office #1: 6 Cardinal Way, Suite 801, St. Louis, MO 63102
BD
CRD#: 113818
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 6/20/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/8/2026
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SABLE CAPITAL LLC
CAPITAL CITY ADVISORS, INC. | SOUTHEASTERN CAPITAL PARTNERS BD, INC. | SABLE CAPITAL LLC | DIAMOND FUNDING, LLC

CRD#: 113818 / SEC#: , 8-53400

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
6 Cardinal Way, Suite 801, St. Louis, MO 63102
Mailing Address
6 Cardinal Way, Suite 801, St. Louis, MO 63102
Phone number
(314) 549-4045
Established
Delaware since 11/08/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BUTCHERJOSEPH & CO. LLCOWNER
BUTCHER, KEITH DELBERTMANAGING PARTNER/CEO4490073
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425
WESTBROOK, SARAH MARGARETCHIEF COMPLIANCE OFFICER4751500

Disclosures

Regulatory Event2

Red Flags

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Company Information

SABLE CAPITAL LLC

CRD#: 113818St. Louis, MO 63102

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