Cheryl A. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Ann Baker, who also goes by Cheryl Ann Lewis, Cheryl Ann Walkenhorst, Cheryl Walkenhorst, Cheryl Ann Walsh, was a registered financial advisor .
Cheryl is a previously registered financial advisor and started their career in finance in 1991. Cheryl had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2002 - March 17, 2006
IFMG SECURITIES, INC.
November 21, 2000 - March 17, 2006
IFMG SECURITIES, INC.
November 3, 2000 - November 16, 2000
IFMG SECURITIES, INC.
November 3, 1999 - November 16, 2000
ZIONS DIRECT, INC.
January 26, 1999 - October 22, 1999
PRUCO SECURITIES, LLC.
January 2, 1998 - December 9, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
December 20, 1991 - November 14, 1994
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFMG SECURITIES, INC.
CRD#: 14416 / SEC#: , 8-30670
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
