Joseph F. Bert

CERTIFIED ADVISORY CORP

ALTAMONTE SPRINGS, FL 32714

Some features on this profile are disabled

CRD#: 827053

Professional summary

Joseph Frank Bert, AIF®, CFP® is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Altamonte Springs, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Joseph has worked at 9 firms and has passed the Series 63, Series 62, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frank Bert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1980

Experience

Current

October 22, 1991 - Present

CERTIFIED ADVISORY CORP

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

RIA

CRD#: 120990

ALTAMONTE SPRINGS, FL

Past

October 28, 2004 - April 2, 2013

DELTA SECURITIES COMPANY, LLC

CRD#: 130577

ALTAMONTE SPRINGS, FL

Past

August 19, 1998 - April 2, 2013

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

ALTAMONTE SPRINGS, FL

Past

December 7, 1982 - January 4, 1999

CFG SECURITIES CORP.

CRD#: 10815

LONGWOOD, FL

Past

August 6, 1982 - January 22, 1985

ALLEN & COMPANY OF FLORIDA, LLC

CRD#: 25

Past

September 3, 1980 - August 2, 1982

OSAIC FS, INC.

CRD#: 3870

Past

May 1, 1979 - September 26, 1980

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

December 20, 1977 - May 1, 1979

USLIFE EQUITY SALES CORP

CRD#: 6815

Past

September 8, 1976 - December 7, 1977

MFI SECURITIES, INC.

CRD#: 7235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(11/26/2018)

IAR

Florida
(10/22/1991)

IAR

Texas
(3/1/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/17/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 7/20/1998

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 1

Date: 8/27/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/19/1992

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Mayo

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

David Ducharme

DUCHARME WEALTH ADVISORS, LLC

IAR

Jenkintown, PA

Jesse Woods

OSAIC WEALTH, INC.

IAR

MERIDIAN, ID

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph F. Bert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Frank Bert's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA SECURITIES COMPANY, LLC

SIGNATURE ESTATE SECURITIES, LLC

CFG SECURITIES CORP.

ALLEN & COMPANY OF FLORIDA, LLC

OSAIC FS, INC.

USLIFE EQUITY SALES CORP.

USLIFE EQUITY SALES CORP

MFI SECURITIES, INC.

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/1984

Series 62

Date: 7/20/1998

Series 1

Date: 8/27/1976

Series 26

Date: 6/19/1992

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

Similar Advisors