Judith A. Meyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Adrienne Meyers, who also goes by Judith Adrienne Mcpherron, Judith A. Meyers, Judith Adrienne Meyers Ms., Judith Meyers, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1976. Judith had worked at 11 firms and has passed the Series 63, SIE, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2024 - February 10, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
August 1, 2023 - November 1, 2024
LASALLE ST SECURITIES, L.L.C.
November 25, 2019 - August 10, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
January 6, 2009 - November 25, 2019
INSIGHT SECURITIES, INC.
June 27, 2007 - January 6, 2009
INTEROCEAN SECURITIES LLC
March 28, 2002 - July 2, 2007
ADVANCED EQUITIES, INC.
August 22, 1988 - April 4, 2002
CIBC WORLD MARKETS CORP.
January 12, 1983 - August 30, 1988
J.P. MORGAN SECURITIES LLC
October 14, 1981 - March 2, 1983
PRUDENTIAL EQUITY GROUP, LLC
February 8, 1978 - September 29, 1981
CIBC WORLD MARKETS CORP.
October 20, 1977 - March 1, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 1, 1976 - November 3, 1977
MESIROW FINANCIAL, INC.
Primary Firm SEC Registration
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/11/1977
AMEX Put and Call ExamCurrent Firm
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SENNE, ANN MARIE | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | 2515669 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
