Lowell Q. Bass

Houston, TX 77056

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CRD#: 827011

Professional summary

Lowell Quentin Bass is a registered financial advisor currently at BF, LLC located in Houston, Texas.

Lowell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Lowell has worked at 11 firms and has passed the Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I PROVIDE LIFE COACHING AS A SOLE PROPRIETOR TO INDIVIDUALS FOR APPROXIMATELY 10 HOURS PER MONTH SINCE THE FALL OF 2016 TO PRESENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Quentin Bass's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2023 - Present

BF, LLC

Office #1: 770 South Post Oak Lane Suite 690, Houston, TX 77056

RIA

CRD#: 327273

Houston, TX

Past

April 12, 2018 - March 20, 2024

RHJ FINANCIAL, INC.

RIA

CRD#: 128853

HOUSTON, TX

Past

July 31, 1995 - July 16, 2018

TAGGART FINANCIAL GROUP, INC.

RIA

CRD#: 111630

HOUSTON, TX

Past

March 18, 1993 - October 1, 1998

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 24, 1992 - March 18, 1993

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 14, 1990 - March 2, 1992

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

November 19, 1989 - March 21, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 13, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 23, 1985 - April 11, 1986

PILOT FINANCIAL SERVICES, INC.

CRD#: 7838

Past

November 28, 1984 - February 25, 1985

PILOT FINANCIAL SERVICES, INC.

CRD#: 7838

Past

April 26, 1983 - November 7, 1984

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

February 8, 1982 - November 22, 1982

IRG SECURITIES, INC.

CRD#: 4182

Past

September 8, 1976 - March 22, 1982

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 9/3/1976

Registered Representative Examination

Current Firm

BF, LLC

BASS FINANCIAL, LLC | BF, LLC | BF

CRD#: 327273 / SEC#:

Texas

Registered Investment Advisory firm - (10/25/2023 Approved)

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Contact information

Main Address

770 South Post Oak Lane Suite 690, Houston, TX 77056

Mailing Address

Phone number

(713) 961-9888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 4,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lowell Q. Bass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Quentin Bass's CRS (Customer Relationship Summary).

Certified licenses

Experience

RHJ FINANCIAL, INC.

TAGGART FINANCIAL GROUP, INC.

WALNUT STREET SECURITIES, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

PILOT FINANCIAL SERVICES, INC.

PILOT FINANCIAL SERVICES, INC.

CADARET, GRANT & CO., INC.

IRG SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 9/28/1983

Series 1

Date: 9/3/1976

Current Firm

BF, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BF, LLC

TRUST BUT VERIFY

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