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NK

Nicholas King

RICHMOND, VA 23223
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CRD#: 8269449
NK
Nicholas King

Professional summary


Nicholas King, who also goes by Nick King, was a registered financial advisor .

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Nicholas had worked at 1 firm and has passed the Series 65 exam.

At a Glance


Always Fiduciary

Aliases


Nick King

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KUBA VENTURES, INC. (DBA QSBS ROLLOVER); NOT INVESTMENT RELATED; 561 SUDBROOK LN, PIKESVILLE, MD 21208; NEW VENTURE; CEO; 10/1/2025; 100 HOURS/MO; OVERSEE THE FIRM'S STRATEGIC DIRECTION, OPERATIONS AND CLIENT ENGAGEMENTS, LEAD THE DEVELOPMENT AND EXECUTION OF QSBS ROLLOVERS.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 20, 2026 - Present

Office #1: 1717 E Cary Street, Richmond, VA 23223
RICHMOND, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(8/20/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/13/2026
Uniform Investment Adviser Law Examination

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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