Gary W. Ott

SUMMIT WEALTH STRATEGIES

Chesterfield, MO 63005

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CRD#: 826866

Professional summary

Gary Wayne Ott is a registered financial advisor currently at SUMMIT WEALTH STRATEGIES located in Chesterfield, Missouri.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Gary has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SUMMIT X LLC, INVESTMENT RELATED. AT REGISTERED BRANCH OFFICE LOCATION. RIA, IAR. START 01/2016. 50+ HOURS/MONTH. 30+ HOURS DURING TRADING. INVESTMENT ADVICE, TRADE INPUTS, FINANCIAL PLANNING. 2) PKSF. Investment Related. 80 State Street, Albany, NY 12207. Insurance Sales, Agent. Start 11/2016. 20hrs/mo, all during trading hours. Insurance Agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Wayne Ott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2016 - Present

SUMMIT WEALTH STRATEGIES

Office #1: 16020 Swingley Ridge Road Suite 110, Chesterfield, MO 63005

RIA

CRD#: 282502

Chesterfield, MO

Past

November 1, 2016 - July 31, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Chesterfield, MO

Past

January 11, 2016 - January 28, 2016

SUMMIT WEALTH STRATEGIES

RIA

CRD#: 282502

CHESTERFIELD, MO

Past

January 28, 1997 - January 14, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CHESTERFIELD, MO

Past

October 5, 1987 - January 14, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

CHESTERFIELD, MO

Past

November 20, 1986 - September 14, 1987

AMERICAN CAPITAL EQUITIES, INC.

CRD#: 13272

Past

February 19, 1986 - September 25, 1986

NEW ENGLAND SECURITIES

CRD#: 615

Past

January 19, 1982 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 9, 1980 - January 6, 1982

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Past

October 20, 1980 - August 25, 1986

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

September 3, 1976 - February 20, 1981

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH STRATEGIES

CRD#: 282502 / SEC#: 801-107111

RIA

Registered Investment Advisory firm - (1/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/1999

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 8/28/1976

Registered Representative Examination

Current Firm

SUMMIT WEALTH STRATEGIES

CRD#: 282502 / SEC#: 801-107111

RIA

Registered Investment Advisory firm - (1/6/2016 Approved)

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Contact information

Main Address

16020 Swingley Ridge Suite 110, Chesterfield, MO 63017

Mailing Address

Phone number

(636) 532-0088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,925
AUM (Assets Under Management)	$ 978,731,306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary W. Ott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Wayne Ott's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SUMMIT WEALTH STRATEGIES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

AMERICAN CAPITAL EQUITIES, INC.

NEW ENGLAND SECURITIES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

HOME LIFE INSURANCE COMPANY

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

SUMMIT WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/1996

Series 63

Date: 3/17/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/3/1999

Series 1

Date: 8/28/1976

Current Firm

SUMMIT WEALTH STRATEGIES

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH STRATEGIES

TRUST BUT VERIFY

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