Kate S. Kinkade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kate Stana Kinkade, who also goes by Kate S Fortune, Kate S Kinkade, Kate Ramsey, Kate Stana Sandleman, was a registered financial professional .
Kate is a previously registered financial professional and started their career in finance in 1976. Kate had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2013 - April 1, 2019
P.J. ROBB VARIABLE, LLC
February 18, 1997 - April 2, 2013
THE LEADERS GROUP, INC.
December 18, 1996 - January 9, 1997
THE LEADERS GROUP, INC.
March 8, 1995 - January 23, 1997
LIFEMARK SECURITIES CORP.
September 1, 1984 - June 9, 1986
LOWRY FINANCIAL SERVICES CORPORATION
April 17, 1984 - October 1, 1984
FMS SECURITIES, INC.
August 8, 1977 - January 30, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 1, 1976 - November 5, 1977
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/23/1976
Registered Representative ExaminationCurrent Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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