Larry D. King

DES MOINES INVESTMENTS

DES MOINES, IA 50315-5821

CRD#: 8268371

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Professional summary

Larry Douglas King, who also goes by Doug King, Larry Doug King, is a registered financial advisor currently at DES MOINES INVESTMENTS, LLC located in Des Moines, Iowa.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Larry has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Doug King | Larry Doug King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Douglas King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2026 - Present

DES MOINES INVESTMENTS, LLC

Office #1: 2 East Army Post Rd Suite 2, Des Moines, IA 50315-5821

RIA

CRD#: 146322

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DES MOINES INVESTMENTS, LLC

DES MOINES INVESTMENTS, LLC | FORT DES MOINES FINANCIAL SERVICES, INC. | FDM FINANCIAL ADVISORY

CRD#: 146322 / SEC#: 801-122812

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/13/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2026

Uniform Investment Adviser Law Examination

Current Firm

DES MOINES INVESTMENTS, LLC

DES MOINES INVESTMENTS, LLC | FORT DES MOINES FINANCIAL SERVICES, INC. | FDM FINANCIAL ADVISORY

CRD#: 146322 / SEC#: 801-122812

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

Iowa

Registered Investment Advisory firm - (4/13/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

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Contact information

Main Address

2 East Army Post Rd Suite 2, Des Moines, IA 50315-5821

Mailing Address

Phone number

(515) 777-1149

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DSMI FORM ADV 2 JAN 2026 (2/19/2026)

Regulatory assets under management

Total Number of Accounts	1,497
AUM (Assets Under Management)	$ 246,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Larry D. King

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Douglas King's CRS (Customer Relationship Summary).

Certified licenses

Experience

DES MOINES INVESTMENTS, LLC

Primary Firm SEC Registration

DES MOINES INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2026

Current Firm

DES MOINES INVESTMENTS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DES MOINES INVESTMENTS, LLC

TRUST BUT VERIFY

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