Thomas E. Shie

ABUNDANCE FINANCIAL COACHING

DAVENPORT, IA 52807

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CRD#: 8268192

Professional summary

Thomas E. Shie is a registered financial advisor currently at ABUNDANCE FINANCIAL COACHING, LLC located in Davenport, Iowa.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Thomas has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas E. Shie is a Full time lawyer and he receives no commissions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E. Shie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2026 - Present

ABUNDANCE FINANCIAL COACHING, LLC

Office #1: 5333 Belle Avenue, Davenport, IA 52807

RIA

CRD#: 175055

DAVENPORT, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(8/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2026

Uniform Investment Adviser Law Examination

Current Firm

ABUNDANCE FINANCIAL COACHING, LLC

CRD#: 175055 / SEC#:

Arizona

Registered Investment Advisory firm - (2/15/2018 Approved)

California

Registered Investment Advisory firm - (7/28/2021 Approved)

Colorado

Registered Investment Advisory firm - (2/2/2023 Approved)

Florida

Registered Investment Advisory firm - (1/27/2020 Approved)

Georgia

Registered Investment Advisory firm - (12/16/2022 Terminated)

Illinois

Registered Investment Advisory firm - (4/10/2015 Approved)

Iowa

Registered Investment Advisory firm - (2/18/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (7/28/2016 Approved)

Michigan

Registered Investment Advisory firm - (8/27/2020 Approved)

Minnesota

Registered Investment Advisory firm - (8/17/2021 Approved)

Missouri

Registered Investment Advisory firm - (1/11/2019 Approved)

Ohio

Registered Investment Advisory firm - (9/20/2023 Approved)

Tennessee

Registered Investment Advisory firm - (9/11/2025 Approved)

Texas

Registered Investment Advisory firm - (10/4/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (1/5/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1840 E. 54th Street, Davenport, IA 52807

Mailing Address

Phone number

(563) 359-7400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Shie

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas E. Shie's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABUNDANCE FINANCIAL COACHING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2026

Current Firm

ABUNDANCE FINANCIAL COACHING, LLC

Contact information

Documents

Red Flags

Company Information

ABUNDANCE FINANCIAL COACHING, LLC

TRUST BUT VERIFY

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