Rogelio Ostos Ruiz

ALTERNA WEALTH MANAGEMENT

Juarez, 32440

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CRD#: 8267690

Professional summary

Rogelio Ostos Ruiz, who also goes by Rogelio Ostos Ruiz, is a registered financial advisor currently at ALTERNA WEALTH MANAGEMENT, INC. .

Rogelio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Rogelio has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Rogelio Ostos Ruiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rogelio Ostos Ruiz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2026 - Present

ALTERNA WEALTH MANAGEMENT, INC.

Office #1: Blvd. Tomás Fernández No. 7760, Local A, Plaza Odo Col. Partido Doblado, Juarez 32440

RIA

CRD#: 146153

Juarez,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTERNA WEALTH MANAGEMENT, INC.

ACTINVER WEALTH MANAGEMENT, INC. | OPTIMA CAPITAL MANAGEMENT, INC. | ALTERNA WEALTH MANAGEMENT, INC.

CRD#: 146153 / SEC#: 801-71135

RIA

Registered Investment Advisory firm - (2/23/2010 Approved)

Texas

Registered Investment Advisory firm - (4/9/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 9/17/2026

Uniform Investment Adviser Law Examination

Current Firm

ALTERNA WEALTH MANAGEMENT, INC.

ACTINVER WEALTH MANAGEMENT, INC. | OPTIMA CAPITAL MANAGEMENT, INC. | ALTERNA WEALTH MANAGEMENT, INC.

CRD#: 146153 / SEC#: 801-71135

RIA

Registered Investment Advisory firm - (2/23/2010 Approved)

Texas

Registered Investment Advisory firm - (4/9/2010 Terminated)

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Contact information

Main Address

2800 Post Oak Blvd Suite 6300, Houston, TX 77056

Mailing Address

Phone number

(713) 885-9843

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWM FORM ADV PART 2A BROCHURE 2025 (3/27/2026)

Regulatory assets under management

Total Number of Accounts	1,316
AUM (Assets Under Management)	$ 1,401,363,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rogelio Ostos Ruiz

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rogelio Ostos Ruiz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTERNA WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

ALTERNA WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Passed: 9/17/2026

Current Firm

ALTERNA WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTERNA WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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