Robert A. Unger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Albert Unger was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 2 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2006 - December 31, 2015
PLATTE RIVER CAPITAL, LLC
September 1, 1976 - September 12, 1981
OPPENHEIMER ASSET MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Exams
Series 40
Date: 8/27/1976
Registered Principal ExaminationCurrent Firm
PLATTE RIVER CAPITAL, LLC
CRD#: 139380 / SEC#: 801-66186
Contact information
Red Flags
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