CS
Carlos E. Suazo
REGAL SECURITIES
Miami, FL 33130
CRD#: 8266832
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CS
Carlos Eduardo SuazoREGAL SECURITIES
Professional summary
Carlos Eduardo Suazo is a registered financial professional currently at REGAL SECURITIES, INC. located in Miami, Florida.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2026. Carlos has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Aliases
None
Other business activities
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The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Carlos Eduardo Suazo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2026 - Present
REGAL SECURITIES, INC.
Office #1: 7914 Ne 4 Ct, Miami, FL 33130BD
CRD#: 7297
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/18/2026)
RR
California(6/18/2026)
RR
Colorado(6/18/2026)
RR
Connecticut(6/18/2026)
RR
Delaware(6/18/2026)
RR
Florida(6/3/2026)
RR
Georgia(6/18/2026)
RR
Idaho(6/18/2026)
RR
Illinois(6/18/2026)
RR
Indiana(6/18/2026)
RR
Iowa(6/18/2026)
RR
Louisiana(6/18/2026)
RR
Maryland(6/18/2026)
RR
Michigan(6/18/2026)
RR
Minnesota(6/18/2026)
RR
Missouri(6/18/2026)
RR
Nevada(6/18/2026)
RR
New Hampshire(6/18/2026)
RR
New Jersey(6/18/2026)
RR
New York(6/18/2026)
RR
Oklahoma(6/18/2026)
RR
Oregon(6/18/2026)
RR
Pennsylvania(6/18/2026)
RR
Puerto Rico(6/18/2026)
RR
South Carolina(6/18/2026)
RR
Tennessee(6/18/2026)
RR
Texas(6/18/2026)
RR
Utah(6/18/2026)
RR
Virginia(6/18/2026)
RR
Wisconsin(6/18/2026)
RR
Wyoming(6/18/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RS
REGAL SECURITIES, INC.
E-OPTION | SUCCESS TRADER | REGAL WEALTH MANAGEMENT, INC. | REGAL SECURITIES, INC. | REGAL DISCOUNT SECURITIES, INC. | REGAL DISCOUNT SECURITIES | INVESTRADE DISCOUNT SECURITIES | HEARTLAND SECURITIES, INC.
CRD#: 7297 / SEC#: , 8-21765
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
950 Milwaukee Ave. Suite 102, Glenview, IL 60025
Mailing Address
950 Milwaukee Ave. Suite 102, Glenview, IL 60025-3766
Phone number
(800) 786-9000
Established
Illinois since 05/06/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOKIOS, GEORGE | CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | 718774 |
| VILLAFLOR, ROBERT FUSTER | SHAREHOLDER | 2374555 |
| AKSOMITAITE, SKAISTE | VICE PRESIDENT AND FINOP | 4852873 |
| BOKIOS, EUGENIA THEADORA MS | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2392199 |
| BOKIOS, VICTORIA THEADORA | TREASURER/SECRETARY | 2421318 |
| ENGELBRECHT, JEREMY AARON | CHIEF COMPLIANCE OFFICER (INTERIM) | 3277607 |
| HERRIN, SHAWN EVERETT | PRESIDENT | 2311476 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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Company Information
REGAL SECURITIES, INC.
CRD#: 7297Miami, FL 33130TRUST BUT VERIFY
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