Edward R. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Ross Kelly, who also goes by Ed Kelly, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1976. Edward had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - December 2, 2020
VINING-SPARKS IBG, LLC
August 11, 1989 - December 17, 2019
ICBA SECURITIES
April 13, 1987 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
September 19, 1983 - April 23, 1987
E. F. HUTTON & COMPANY INC
January 31, 1980 - September 7, 1983
UBS FINANCIAL SERVICES INC.
March 2, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 1, 1976 - February 28, 1979
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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