John S. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Shields Wilson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2015 - December 1, 2015
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
May 28, 2015 - September 29, 2015
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
May 28, 2015 - September 29, 2015
BROWN ASSOCIATES, INC.
April 4, 2012 - June 6, 2013
RAYMOND JAMES & ASSOCIATES, INC.
April 2, 2012 - June 6, 2013
RAYMOND JAMES & ASSOCIATES, INC.
January 9, 2004 - March 15, 2013
MORGAN KEEGAN & COMPANY, LLC
March 11, 1987 - March 15, 2013
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARTH & BROWN INVESTMENT MANAGEMENT, LLC
CRD#: 151128 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 14,248,429 |
Red Flags
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