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Robert Wayne Chamberlain

CRD# 826536·Registered 1981 - 2011
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Wayne Chamberlain, who also goes by Bob Chamberlain, Robert W Chamberlain, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1981 - 2011. Robert had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Chamberlain, Robert W Chamberlain

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

THE ADVISORS LLC·CRD# 114883
RIA
Murrysville, PA
January 12, 2011 - September 26, 2011
LPL FINANCIAL LLC·CRD# 6413
RIA
Pittsburgh, PA
May 21, 2010 - April 13, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Pittsburgh, PA
May 21, 2010 - April 13, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Ellwood City, PA
January 2, 2009 - May 21, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Ellwood City, PA
January 19, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Ellwood City, PA
November 11, 2004 - May 21, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
March 6, 2000 - November 22, 2000
THE ADVISORS GROUP, INC.·CRD# 14035
BD
Bethesda, MD
December 23, 1999 - March 7, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
August 29, 1990 - January 19, 1996
CHAMBERLAIN FINANCIAL GROUP·CRD# 24366
BD
July 7, 1989 - August 28, 1990
ASSOCIATED SECURITIES CORP.·CRD# 12969
BD
Boston, MA
November 10, 1983 - July 12, 1989
LPL FINANCIAL LLC·CRD# 6413
BD
August 31, 1981 - November 17, 1983

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1999About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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